RTS28 – Best Execution Disclosure Equities

Class of Instrument Equities – 30 April 2019        
Notification if < 1 average trade per business day in the previous year Yes        
Top five execution venues ranked in terms of trading volumes (desending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Fidelity
213800G37DCS3Q9IJM38		 18% 58% N/A N/A N/A
JP Morgan
549300D8SPJFHBDGXS57		 5% 16% N/A N/A N/A
Stocktrade
LEI 213800SKT2I828UDNB81		 57% 25% N/A N/A N/A
Hargreaves
LEI 21380014FWEQLXPC7N30		 6% 1% N/A N/A N/A

RTS28 – Best Execution Disclosure ETF

Class of Instrument ETF – 30 April 2019        
Notification if < 1 average trade per business day in the previous year Yes        
Top five execution venues ranked in terms of trading volumes (desending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Charles Stanley
LEI213800R62RPGBBLQRT21		 42% 17% N/A N/A N/A
Stocktrade
LEI 213800SKT2I828UDNB81		 55% 78% N/A N/A N/A
Fidelity
LEI 213800G37DCS3Q9IJM38		 3% 5% N/A N/A N/A

RTS28 – Best Execution Disclosure Fixed Interest

Class of Instrument Fixed Interest – 30 April 2019        
Notification if < 1 average trade per business day in the previous year Yes        
Top five execution venues ranked in terms of trading volumes (desending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Stocktrade
LEI 213800SKT2I828UDNB81		 100% 100% N/A N/A N/A